Linklaters consumer duty podcast
Nettet13. apr. 2024 · We now have our first enforcement action against a Senior Manager under the SMCR for breaches of the Senior Manager Conduct Rules. And (surprising many) it's from the PRA, which has fined TSB former CIO Carlos Abarca £81,620 for breach of the PRA's Senior Manager Conduct Rule ("SM Conduct Rule") 2 (compliance with … Nettet28. sep. 2024 · In this first instalment of our Consumer Duty Series we explained the overarching themes and focus of the Consumer Duty, explore when and how it will apply, examine its bolstered governance and individual accountability measures, and offer ideas for structuring for your implementation work. View slides on our Client Knowledge Portal
Linklaters consumer duty podcast
Did you know?
Nettet9. feb. 2024 · The Linklaters Podcast on Apple Podcasts 172 episodes We provide legal certainty in a changing world. Linklaters is a leading global law firm, supporting and investing in the future of our clients wherever they do business. Nettet13. okt. 2024 · 267 Episodes RSS Linklaters is a leading global law firm, supporting and investing in the future of our clients wherever they do business. We combine legal …
NettetWith the FCA’s new Consumer Duty putting retail consumers front and centre, Sara Cody and Duncan Campbell spoke to FTAdviser about how firms should… Shared by Francesca Bonner-Evans We have... Nettet3. apr. 2024 · 00:14:46 - The resolution of Silicon Valley Bank UK Limited (SVBUK) was the first time since 2009 that the Bank of England put a bank into resolution. As the …
Nettet5. nov. 2024 · In this podcast episode we work through case studies illustrating Consumer Duty scoping for asset managers. We discuss discretionary management … NettetEpisode 11: The FCA’s Consumer Duty In this episode we interview special guest Jason Jaspal (Samaritans) for Samaritans’ insights on what firms can do in practice to support vulnerable customers, in the context of the Consumer Duty’s customer communication and support outcomes and its new enforceable rules about vulnerable customers.
Nettet4. apr. 2024 · The Consumer Duty has changed - here's what you need to know. April 4, 2024. Duncan Campbell. Sara Cody. We previously blogged on changes the FCA was …
Nettet20. des. 2024 · This episode features Gavin Lewis (partner, dispute resolution, London) and Sara Cody (counsel, financial regulation, London). Listen below, or click here to … maloof name originmaloof house alta lomaNettetIn this first instalment of our Consumer Duty Series we explained the overarching themes and focus of the Consumer Duty, explore when and how it will apply, examine its … maloof motion picturesNettet22. feb. 2024 · Episode 10: The FCA’s Consumer Duty In this podcast episode we count down the top five messages from the FCA's feedback on firms' implementation plans. We discuss uplift to your existing arrangements, seeking expert input and independent assurance, prioritising your implementation workstreams effe… 00:08:10 maloof inspired rocking chair buyNettet3. nov. 2024 · We've recorded three podcast episodes designed to accompany this webinar and explore scoping issues in depth via case studies for three specific firm … maloof nationalityNettet22. feb. 2024 · Episode 11: The FCA’s Consumer Duty maloof nassif divorceNettet8. aug. 2024 · The FCA has published its final rules and guidance introducing a new consumer duty. This heralds the largest shift in a decade in the FCA’s expectations … maloof photography